"We are unchanged; we are still the same as we were in
the eighth century... Oh that you could only consent to be
again what you were once, when we were both united in faith
and communion!" (Alexis Khomiakov).
The estrangement of Eastern and Western Christendom
One summer afternoon in the year 1054, as a service was
about to begin in the Church of the Holy Wisdom (in Greek, "Hagia
Sophia"; often called "Saint Sophia" or "Sancta Sophia" by
English writers) at Constantinople, Cardinal Humbert and two
other legates of the Pope entered the building and made
their way up to the sanctuary. They had not come to pray.
They placed a Bull of Excommunication upon the altar and
marched out once more. As he passed through the western
door, the Cardinal shook the dust from his feet with the
words: "Let God look and judge." A deacon ran out after him
in great distress and begged him to take back the Bull.
Humbert refused; and it was dropped in the street.
It is this incident which has conventionally been taken
to mark the beginning of the great schism between the
Orthodox east and the Latin west. But the schism, as
historians now generally recognize, is not really an event
whose beginning can be exactly dated. It was something that
came about gradually, as the result of along and complicated
process, starting well before the eleventh century and not
completed until some time after.
In this long and complicated process, many different
influences were at work. The schism was conditioned by
cultural, political, and economic factors; yet its
fundamental cause was not secular but theological. In the
last resort it was over matters of doctrine that east and
west quarreled — two matters in particular: the Papal claims
and the filioque. But before we look more closely at
these two major differences, and before we consider the
actual course of the schism, something must be said about
the wider background. Long before there was an open and
formal schism between east and west, the two sides had
become strangers to one another; and in attempting to
understand how and why the communion of Christendom was
broken, we must start with this fact of increasing
estrangement.
When Paul and the other Apostles traveled around the
Mediterranean world, they moved within a closely-knit
political and cultural unity: the Roman Empire. This Empire
embraced many different national groups, often with
languages and dialects of their own. But all these groups
were governed by the same Emperor; there was a broad
Greco-Roman civilization in which educated people throughout
the Empire shared; either Greek or Latin was understood
almost everywhere in the Empire, and many could speak both
languages. These facts greatly assisted the early Church in
its missionary work.
But in the centuries that followed, the unity of the
Mediterranean world gradually disappeared. The political
unity was the first to go. From the end of the third century
the Empire, while still theoretically one, was usually
divided into two parts, an eastern and a western, each under
its own Emperor. Constantine furthered this process of
separation by founding a second imperial capital in the
east, alongside Old Rome in Italy. Then came the barbarian
invasions at the start of the fifth century: apart from
Italy, much of which remained within the Empire for some
time longer, the west was carved up among barbarian chiefs.
The Byzantines never forgot the ideals of Rome under
Augustus and Trajan, and still regarded their Empire as in
theory universal; but Justinian was the last Emperor who
seriously attempted to bridge the gulf between theory and
fact, and his conquests in the west were soon abandoned. The
political unity of the Greek east and the Latin west was
destroyed by the barbarian invasions, and never permanently
restored.
The severance was carried a stage further by the rise of
Islam: the Mediterranean, which the Romans once called
mare nostrum, "our sea," now passed largely into Arab
control. Cultural and economic contacts between the eastern
and western Mediterranean never entirely ceased, but they
became far more difficult.
Cut off from Byzantium, the west proceeded to set up a
"Roman" Empire of its own. On Christmas Day in the year 800
the Pope crowned Charles the Great, King of the Franks, as
Emperor. Charlemagne sought recognition from the ruler at
Byzantium, but without success; for the Byzantines, still
adhering to the principle of imperial unity, regarded
Charlemagne as an intruder and the Papal coronation as an
act of schism within the Empire. The creation of a Holy
Roman Empire in the west, instead of drawing Europe closer
together, only served to alienate east and west more than
before.
The cultural unity lingered on, but in a greatly
attenuated form. Both in east and west, men of learning
still lived within the classical tradition which the Church
had taken over and made its own; but as time went on they
began to interpret this tradition in increasingly divergent
ways. Matters were made more difficult by problems of
language. The days when educated men were bilingual were
over. By the year 450 there were very few in western Europe
who could read Greek, and after 600, although Byzantium
still called itself the Roman Empire, it was rare for
a Byzantine to speak Latin, the language of the Romans.
Photius, the greatest scholar in ninth century
Constantinople, could not read Latin; and in 864 a "Roman"
Emperor at Byzantium, Michael III, even called the language
in which Virgil once wrote "a barbarian and Scythic tongue."
If Greeks wished to read Latin works or vice versa, they
could do go only in translation, and usually they did not
trouble to do even that: Psellus, an eminent Greek savant of
the eleventh century, had so sketchy a knowledge of Latin
literature that he confused Caesar with Cicero. Because they
no longer drew upon the same sources nor read the same
books, Greek east and Latin west drifted more and more
apart.
It was an ominous but significant precedent that the
cultural renaissance in Charlemagne’s Court should have been
marked at its outset by a strong anti-Greek prejudice. The
hostility and defiance which the new Roman Empire of the
west felt towards Constantinople extended beyond the
political field to the cultural. Men of letters in
Charlemagne’s entourage were not prepared to copy Byzantium,
but sought to create a new Christian civilization of their
own. In fourth-century Europe there had been one Christian
civilization, in thirteenth-century Europe there were two;
perhaps it is in the reign of Charlemagne that the schism of
civilizations first becomes clearly apparent.
The Byzantines for their part remained enclosed in their
own world of ideas, and did little to meet the west half
way. Alike in the ninth and in later centuries they usually
failed to take western learning as seriously as it deserved.
They dismissed all "Franks" as barbarians and nothing more.
These political and cultural factors could not but affect
the life of the Church, and make it harder to maintain
religious unity. Cultural and political estrangement can
lead only too easily to ecclesiastical disputes, as may be
seen from the case of Charlemagne. Refused recognition in
the political sphere by the Byzantine Emperor, he was quick
to retaliate with a charge of heresy against the Byzantine
Church: he denounced the Greeks for not using the
filioque in the Creed (of this we shall say more in a
moment) and he declined to accept the decisions of the
seventh Ecumenical Council. It is true that Charlemagne only
knew of these decisions through a faulty translation which
seriously distorted their true meaning; but he seems in any
case to have been semi-Iconoclast in his views.
The different political situations in east and west made
the Church assume different outward forms, so that men came
gradually to think of Church order in conflicting ways. From
the start there had been a certain difference of emphasis
here between east and west. In the east there were many
Churches whose foundation went back to the Apostles; there
was a strong sense of the equality of all bishops, of the
collegial and conciliar nature of the Church. The east
acknowledged the Pope as the first bishop in the Church, but
saw him as the first among equals. In the west, on the other
hand, there was only one great see claiming Apostolic
foundation — Rome — so that Rome came to be regarded as
the Apostolic see. The west, while it accepted the
decisions of the Ecumenical Councils, did not play a very
active part in the Councils themselves; the Church was seen
less as a college and more as a monarchy — the monarchy of
the Pope.
This initial divergence in outlook was made more acute by
political developments. As was only natural, the barbarian
invasions and the consequent breakdown of the Empire in the
west served greatly to strengthen the autocratic structure
of the western Church. In the east there was a strong
secular head, the Emperor, to uphold the civilized order and
to enforce law. In the west, after the advent of the
barbarians, there was only a plurality of warring chiefs,
all more or less usurpers. For the most part it was the
Papacy alone which could act as a center of unity, as an
element of continuity and stability in the spiritual and
political life of western Europe. By force of circumstances,
the Pope assumed a part which the Greek Patriarchs were not
called to play: he became an autocrat, an absolute monarch
set up over the Church, issuing commands — in a way that few
if any eastern bishops have ever done — not only to his
ecclesiastical subordinates but to secular rulers as well.
The western Church became centralized to a degree unknown
anywhere in the four Patriarchates of the east (except
possibly in Egypt). Monarchy in the west; in the east
collegiality.
Nor was this the only effect which the barbarian
invasions had upon the life of the Church. In Byzantium
there were many educated laymen who took an active interest
in theology. The "lay theologian" has always been an
accepted figure in Orthodoxy: some of the most learned
Byzantine Patriarchs — Photius, for example — were laymen
before their appointment to the Patriarchate. But in the
west the only effective education which survived through the
Dark Ages was provided by the Church for its clergy.
Theology became the preserve of the priests, since most of
the laity could not even read, much less comprehend the
technicalities of theological discussion. Orthodoxy, while
assigning to the episcopate a special teaching office, has
never known this sharp division between clergy and laity
which arose in the western Middle Ages.
Relations between eastern and western Christendom were
also made more difficult by the lack of a common language.
Because the two sides could no longer communicate easily
with one another, and each could no longer read what the
other wrote, theological misunderstandings arose more
easily; and these were often made worse by mistranslation —
at times, one fears, deliberate and malicious
mistranslation.
East and west were becoming strangers to one another, and
this was something from which both were likely to suffer. In
the early Church there had been unity in the faith, but a
diversity of theological schools. From the start Greeks and
Latins had each approached the Christian Mystery in their
own way. The Latin approach was more practical, the Greek
more speculative; Latin thought was influenced by juridical
ideas, by the concepts of Roman law, while the Greeks
understood theology in the context of worship and in the
light of the Holy Liturgy. When thinking about the Trinity,
Latins started with the unity of the Godhead, Greeks with
the threeness of the persons; when reflecting on the
Crucifixion, Latins thought primarily of Christ the Victim,
Greeks of Christ the Victor; Latins talked more of
redemption, Greeks of deification; and so on. Like the
schools of Antioch and Alexandria within the east, these two
distinctive approaches were not in themselves contradictory;
each served to supplement the other, and each had its place
in the fullness of Catholic tradition. But now that the two
sides were becoming strangers to one another — with no
political and little cultural unity, with no common language
— there was a danger that each side would follow its own
approach in isolation and push it to extremes, forgetting
the value in the opposite point of view.
We have spoken of the different doctrinal approaches in
east and west; but there were two points of doctrine where
the two sides no longer supplemented one another, but
entered into direct conflict — the Papal claims and the
filioque. The factors which we have mentioned in
previous paragraphs were sufficient in themselves to place a
serious strain upon the unity of Christendom. Yet for all
that, unity might still have been maintained, had there not
been these two further points of difficulty. To them we must
now turn. It was not until the middle of the ninth century
that the full extent of the disagreement first came properly
into the open, but the two differences themselves date back
considerably earlier.
We have already had occasion to mention the Papacy when
speaking of the different political situations in east and
west; and we have seen how the centralized and monarchical
structure of the western Church was reinforced by the
barbarian invasions. Now so long as the Pope claimed an
absolute power only in the west, Byzantium raised no
objections. The Byzantines did not mind if the western
Church was centralized, so long as the Papacy did not
interfere in the east. The Pope, however, believed his
immediate power of jurisdiction to extend to the east as
well as to the west; and as soon as he tried to enforce this
claim within the eastern Patriarchates, trouble was bound to
arise. The Greeks assigned to the Pope a primacy of honor,
but not the universal supremacy which he regarded as his
due. The Pope viewed infallibility as his own prerogative,
the Greeks held that in matters of the faith the final
decision rested not with the Pope alone, but with a Council
representing all the bishops of the Church. Here we
have two different conceptions of the visible organization
of the Church.
The Orthodox attitude to the Papacy is admirably
expressed by a twelfth-century writer, Nicetas, Archbishop
of Nicomedia:
My dearest brother, we do not deny to the Roman
Church the primacy amongst the five sister
Patriarchates; and we recognize her right to the most
honorable seat at an Ecumenical Council. But she has
separated herself from us by her own deeds, when through
pride she assumed a monarchy which does not belong to
her office... How shall we accept decrees from her that
have been issued without consulting us and even without
our knowledge? If the Roman Pontiff, seated on the lofty
throne of his glory, wishes to thunder at us and, so to
speak, hurl his mandates at us from on high, and if he
wishes to judge us and even to rule us and our Churches,
not by taking counsel with us but at his own arbitrary
pleasure, what kind of brotherhood, or even what kind of
parenthood can this be? We should be the slaves, not the
sons, of such a Church, and the Roman See would not be
the pious mother of sons but a hard and imperious
mistress of slaves (Quoted in S. Runciman, The Eastern
Schism, p. 116).
That was how an Orthodox felt in the twelfth century,
when the whole question had come out into the open. In
earlier centuries the Greek attitude to the Papacy was
basically the same, although not yet sharpened by
controversy. Up to 850, Rome and the east avoided an open
conflict over the Papal claims, but the divergence of views
was not the less serious for being partially concealed.
The second great difficulty was the filioque. The
dispute involved the words about the Holy Spirit in the
Nicene-Constantinopolitan Creed. Originally the Creed ran:
"I believe... in the Holy Spirit, the Lord, the Giver of
Life, who proceeds from the Father, who with the
Father and the Son together is worshipped and together
glorified." This, the original form, is recited unchanged by
the east to this day. But the west inserted an extra phrase
"and from the Son" (in Latin, filioque), so that the
Creed now reads "who proceeds from the Father and the Son."
It is not certain when and where this addition was first
made, but it seems to have originated in Spain, as a
safeguard against Arianism. At any rate the Spanish Church
interpolated the filioque at the third Council of
Toledo (589), if not before. From Spain the addition spread
to France and thence to Germany, where it was welcomed by
Charlemagne and adopted at the semi-Iconoclast Council of
Frankfort (794). It was writers at Charlemagne’s Court who
first made the filioque into an issue of controversy,
accusing the Greeks of heresy because they recited the Creed
in its original form. But Rome, with typical conservatism,
continued to use the Creed without the filioque until
the start of the eleventh century. In 808 Pope Leo III wrote
in a letter to Charlemagne that, although he himself
believed the filioque to be doctrinally sound, yet he
considered it a mistake to tamper with the wording of the
Creed. Leo deliberately had the Creed, without the
filioque, inscribed on silver plaques and set up in
Saint Peter’s. For the time being Rome acted as mediator
between Germany and Byzantium.
It was not until after 850 that the Greeks paid much
attention to the filioque, but once they did so,
their reaction was sharply critical. Orthodoxy objected (and
still objects) to this addition in the Creed, for two
reasons. First, the Ecumenical Councils specifically forbade
any changes to be introduced into the Creed; and if an
addition has to be made, certainly nothing short of another
Ecumenical Council is competent to make it. The Creed is the
common possession of the whole Church, and a part of the
Church has no right to tamper with it. The west, in
arbitrarily altering the Creed without consulting the east,
is guilty (as Khomiakov put it) of moral fratricide, of a
sin against the unity of the Church. In the second place,
Orthodox believe the filioque to be theologically
untrue. They hold that the Spirit proceeds from the Father
alone, and consider it a heresy to say that He proceeds from
the Son as well. It may seem to many that the point at issue
is so abstruse as to be unimportant. But Orthodox would say
that since the doctrine of the Trinity stands at the heart
of the Christian faith, a small change of emphasis in
Trinitarian theology has far-reaching consequences in many
other fields. Not only does the filioque destroy the
balance between the three persons of the Holy Trinity: it
leads also to a false understanding of the work of the
Spirit in the world, and so encourages a false doctrine of
the Church. (I have given here the standard Orthodox view of
the filioque; it should be noted, however, that
certain Orthodox theologians consider the filioque
merely an unauthorized addition to the Creed, not
necessarily heretical in itself.).
Besides these two major issues, the Papacy and the
filioque, there were certain lesser matters of Church
worship and discipline which caused trouble between east and
west: the Greeks allowed married clergy, the Latins insisted
on priestly celibacy; the two sides had different rules of
fasting; the Greeks used leavened bread in the Eucharist,
the Latins unleavened bread or "azymes."
Around 850 east and west were still in full communion
with one another and still formed one Church. Cultural and
political divisions had combined to bring about an
increasing estrangement, but there was no open schism. The
two sides had different conceptions of Papal authority and
recited the Creed in different forms, but these questions
had not yet been brought fully into the open.
But in 1190 Theodore Balsamon, Patriarch of Antioch and a
great authority on Canon Law, looked at matters very
differently:
For many years [he does not say how many] the western
Church has been divided in spiritual communion from the
other four Patriarchates and has become alien to the
Orthodox…. So no Latin should be given communion unless he
first declares that he will abstain from the doctrines and
customs that separate him from us, and that he will be
subject to the Canons of the Church, in union with the
Orthodox (Quoted in Runciman, The Eastern Schism, p.
139).
In Balsamon’s eyes, communion had been broken; there was
a definite schism between east and west. The two no longer
formed one visible Church.
In this transition from estrangement to schism, four
incidents are of particular importance: the quarrel between
Photius and Pope Nicholas I (usually known as the "Photian
schism": the east would prefer to call it the schism of
Nicholas); the incident of the Diptychs in 1009; the attempt
at reconciliation in 1053-1054 and its disastrous sequel;
and the Crusades.
From estrangement to schism: 858-1204
In 858, fifteen years after the triumph of icons under
Theodora, a new Patriarch of Constantinople was appointed —
Photius, known to the Orthodox Church as Saint Photius the
Great. He has been termed "the most distinguished thinker,
the most outstanding politician, and the most skilful
diplomat ever to hold office as Patriarch of Constantinople"
(G. Ostrogorsky, History of the Byzantine State, p.
199). Soon after his accession he became involved in a
dispute with Pope Nicholas I (858-867). The previous
Patriarch, Saint Ignatius, had been exiled by the Emperor
and while in exile had resigned under pressure. The
supporters of Ignatius, declining to regard this resignation
as valid, considered Photius a usurper. When Photius sent a
letter to the Pope announcing his accession, Nicholas
decided that before recognizing Photius he would look
further into the quarrel between the new Patriarch and the
Ignatian party. Accordingly in 861 he sent legates to
Constantinople.
Photius had no desire to start a dispute with the Papacy.
He treated the legates with great deference, inviting them
to preside at a council in Constantinople, which was to
settle the issue between Ignatius and himself. The legates
agreed, and together with the rest of the council they
decided that Photius was the legitimate Patriarch. But when
his legates returned to Rome, Nicholas declared that they
had exceeded their powers, and he disowned their decision.
He then proceeded to retry the case himself at Rome: a
council held under his presidency in 863 recognized Ignatius
as Patriarch, and proclaimed Photius to be deposed from all
priestly dignity. The Byzantines took no notice of this
condemnation, and sent no answers to the Pope’s letters.
Thus an open breach existed between the Churches of Rome and
Constantinople.
The dispute clearly involved the Papal claims. Nicholas
was a great reforming Pope, with an exalted idea of the
prerogatives of his see, and he had already done much to
establish an absolute power over all bishops in the west.
But he believed this absolute power to extend to the east
also: as he put it in a letter of 865, the Pope is endowed
with authority "over all the earth, that is, over every
Church." This was precisely what the Byzantines were not
prepared to grant. Confronted with the dispute between
Photius and Ignatius, Nicholas thought that he saw a golden
opportunity to enforce his claim to universal jurisdiction:
he would make both parties submit to his arbitration. But he
realized that Photius had submitted voluntarily to
the inquiry by the Papal legates, and that his action could
not be taken as a recognition of Papal supremacy. This
(among other reasons) was why Nicholas had cancelled his
legates’ decisions. The Byzantines for their part were
willing to allow appeals to Rome, but only under the
specific conditions laid down in Canon III of the Council of
Sardica (343). This Canon states that a bishop, if under
sentence of condemnation, can appeal to Rome, and the Pope,
if he sees cause, can order a retrial; this retrial,
however, is not to be conducted by the Pope himself at Rome,
but by the bishops of the provinces adjacent to that of the
condemned bishop. Nicholas, so the Byzantines felt, in
reversing the decisions of his legates and demanding a
retrial at Rome itself, was going far beyond the terms of
this Canon. They regarded his behavior as an unwarrantable
and uncanonical interference in the affairs of another
Patriarchate.
Soon not only the Papal claims but the filioque
became involved in the dispute. Byzantium and the west
(chiefly the Germans) were both launching great missionary
offensives among the Slavs (see pages 82-84). The two lines
of missionary advance, from the east and from the west, soon
converged; and when Greek and German missionaries found
themselves at work in the same land, it was difficult to
avoid a conflict, since the two missions were run on widely
different principles. The clash naturally brought to the
fore the question of the filioque, used by the
Germans in the Creed, but not used by the Greeks. The chief
point of trouble was Bulgaria, a country which Rome and
Constantinople alike were anxious to add to their sphere of
jurisdiction. The Khan Boris was at first inclined to ask
the German missionaries for baptism: threatened, however,
with a Byzantine invasion, he changed his policy and around
865 accepted baptism from Greek clergy. But Boris wanted the
Church in Bulgaria to be independent, and when
Constantinople refused to grant autonomy, he turned to the
west in hope of better terms. Given a fret hand in Bulgaria,
the Latin missionaries promptly launched a violent attack on
the Greeks, singling out the points where Byzantine practice
differed from their own: married clergy, rules of fasting,
and above all the filioque. At Rome itself the
filioque was still not in use, but Nicholas gave full
support to the Germans when they insisted upon its insertion
in Bulgaria. The Papacy, which in 808 had mediated between
the Germans and the Greeks, was now neutral no longer.
Photius was naturally alarmed by the extension of German
influence in the Balkans, on the very borders of the
Byzantine Empire; but he was much more alarmed by the
question of the filioque, now brought forcibly to his
attention. In 867 he took action. He wrote an Encyclical
Letter to the other Patriarchs of the east, denouncing the
filioque at length and charging those who used it
with heresy. Photius has often been blamed for writing this
letter: even the great Roman Catholic historian Francis
Dvornik, who is in general highly sympathetic to Photius,
calls has action on this occasion a "futile attack," and
says "the lapse was inconsiderate, hasty, and big with fatal
consequences" (F. Dvornik, The Photian Schism, p.
433). But if Photius really considered the filioque
heretical, what else could he do except speak his mind? It
must also be remembered that it was not Photius who first
made the filioque a matter of controversy, but
Charlemagne and his scholars seventy years before: the west
was the original aggressor, not the east. Photius followed
up his letter by summoning a council to Constantinople,
which declared Pope Nicholas excommunicate, terming him "a
heretic who ravages the vineyard of the Lord."
At this critical point in the dispute, the whole
situation suddenly changed. In this same year (867) Photius
was deposed from the Patriarchate by the Emperor. Ignatius
became Patriarch once more, and communion with Rome was
restored. In 869-870 another Council was held at
Constantinople, known as the "Anti-Photian Council," which
condemned and anathematized Photius, reversing the decisions
of 867. This Council, later reckoned in the west as the
eighth Ecumenical Council, opened with the unimpressive
total of 12 bishops, although numbers at subsequent sessions
rose to 103.
But there were further changes to come. The 869-70
Council requested the Emperor to resolve the status of the
Bulgarian Church, and not surprisingly he decided that it
should be assigned to the Patriarchate of Constantinople.
Realizing that Rome would allow him less independence than
Byzantium, Boris accepted this decision. From 870, then, the
German missionaries were expelled and the filioque
was heard no more in the confines of Bulgaria. Nor was this
all. At Constantinople, Ignatius and Photius were reconciled
to one another, and when Ignatius died in 877, Photius once
more succeeded him as Patriarch. In 879 yet another council
was held in Constantinople, attended by 383 bishops — a
notable contrast with the meager total at the anti-Photian
gathering ten years previously. The Council of 869 was
anathematized and all condemnations of Photius were
withdrawn; these decisions were accepted without protest at
Rome. So Photius ended victorious, recognized by Rome and
ecclesiastically master of Bulgaria. Until recently it was
thought that there was a second "Photian schism," but Dr.
Dvornik has proved with devastating conclusiveness that this
second schism is a myth: in Photius’ later period of office
(877-886) communion between Constantinople and the Papacy
remained unbroken. The Pope at this time, John VIII
(871-882), was no friend to the Germans and did not press
the question of the filioque, nor did he attempt to
enforce the Papal claims in the east. Perhaps he recognized
how seriously the policy of Nicholas had endangered the
unity of Christendom.
Thus the schism was outwardly healed, but no real
solution had been reached concerning the two great points of
difference which the dispute between Nicholas and Photius
had forced into the open. Matters had been patched up, and
that was all.
Photius, always honored in the east as a saint, a leader
of the Church, and a theologian, has in the past been
regarded by the west with less enthusiasm, as the author of
a schism and little else. His good qualities are now more
widely appreciated. "If I am right in my conclusions," so
Dr. Dvornik ends his monumental study, "we shall be free
once more to recognize in Photius a great Churchman, a
learned humanist, and a genuine Christian, generous enough
to forgive his enemies, and to take the first step towards
reconciliation" (The Photian Schism, p. 432). In the
general historical reappraisal of the schism by recent
writers, nowhere has the change been so startling as in the
verdict on Saint Photius.
At the beginning of the eleventh century there was fresh
trouble over the filioque. The Papacy at last adopted
the addition: at the coronation of Emperor Henry II at Rome
in 1014, the Creed was sung in its interpolated form. Five
years earlier, in 1009, the newly-elected Pope Sergius IV
sent a letter to Constantinople which may have contained the
filioque, although this is not certain. Whatever the
reason, the Patriarch of Constantinople, also called
Sergius, did not include the new Pope’s name in the
Diptychs: these are lists, kept by each Patriarch, which
contain the names of the other Patriarchs, living and
departed, whom he recognizes as orthodox. The Diptychs are a
visible sign of the unity of the Church, and deliberately to
omit a man’s name from them is tantamount to a declaration
that one is not in communion with him. After 1009 the Pope’s
name did not appear again in the Diptychs of Constantinople;
technically, therefore, the Churches of Rome and
Constantinople were out of communion from that date. But it
would be unwise to press this technicality too far. Diptychs
were frequently incomplete, and so do not form an infallible
guide to Church relations. The Constantinopolitan lists
before 1009 often lacked the Pope’s name, simply because new
Popes at their accession failed to notify the east. The
omission in 1009 aroused no comment at Rome, and even at
Constantinople men quickly forgot why and when the Pope’s
name had first been dropped from the Diptychs.
As the eleventh century proceeded, new factors brought
relations between the Papacy and the eastern Patriarchates
to a further crisis. The previous century had been a period
of grave instability and confusion for the see of Rome, a
century which Cardinal Baronius justly termed an age of iron
and lead in the history of the Papacy. But Rome now reformed
itself, and under the rule of men such as Hildebrand (Pope
Gregory VII) it gained a position of power in the west such
as it had never before achieved. The reformed Papacy
naturally revived the claims to universal jurisdiction which
Nicholas had made. The Byzantines on their side had grown
accustomed to dealing with a Papacy that was for the most
part weak and disorganized, and so they found it difficult
to adapt themselves to the new situation. Matters were made
worse by political factors, such as the military aggression
of the Normans in Byzantine Italy, and the commercial
aggression of the Italian maritime cities in the eastern
Mediterranean during the eleventh and twelfth centuries.
In 1054 there was a severe quarrel. The Normans had been
forcing the Greeks in Byzantine Italy to conform to Latin
usages; the Patriarch of Constantinople, Michael Cerularius,
in return demanded that the Latin churches at Constantinople
should adopt Greek practices, and in 1052, when they
refused, he closed them. This was perhaps harsh, but as
Patriarch he was fully entitled to act in this manner. Among
the practices to which Michael and his supporters
particularly objected was the Latin use of "azymes" or
unleavened bread in the Eucharist, an issue which had not
figured in the dispute of the ninth century. In 1053,
however, Cerularius took up a more conciliatory attitude and
wrote to Pope Leo IX, offering to restore the Pope’s name to
the Diptychs. In response to this offer, and to settle the
disputed questions of Greek and Latin usages, Leo in 1054
sent three legates to Constantinople, the chief of them
being Humbert, Bishop of Silva Candida. The choice of
Cardinal Humbert was unfortunate, for both he and Cerularius
were men of stiff and intransigent temper, whose mutual
encounter was not likely to promote good will among
Christians. The legates, when they called on Cerularius, did
not create a favorable impression. Thrusting a letter from
the Pope at him, they retired without giving the usual
salutations; the letter itself, although signed by Leo, had
in fact been drafted by Humbert, and was distinctly
unfriendly in tone. After this the Patriarch refused to have
further dealings with the legates. Eventually Humbert lost
patience, and laid a Bull of Excommunication against
Cerularius on the altar of the Church of the Holy Wisdom:
among other ill-founded charges in this document, Humbert
accused the Greeks of omitting the filioque
from the Creed! Humbert promptly left Constantinople without
offering any further explanation of his act, and on
returning to Italy he represented the whole incident as a
great victory for the see of Rome. Cerularius and his synod
retaliated by anathematizing Humbert (but not the Roman
Church as such). The attempt at reconciliation left matters
worse than before.
But even after 1054 friendly relations between east and
west continued. The two parts of Christendom were not yet
conscious of a great gulf of separation between them, and
men on both sides still hoped that the misunderstandings
could be cleared up without too much difficulty. The dispute
remained something of which ordinary Christians in east and
west were largely unaware. It was the Crusades which made
the schism definitive: they introduced a new spirit of
hatred and bitterness, and they brought the whole issue down
to the popular level.
From the military point of view, however, the Crusades
began with great éclat. Antioch was captured from the Turks
in 1098, Jerusalem in 1099:the first Crusade was a
brilliant, if bloody, success ("In the Temple and the porch
of Solomon," wrote Raymond of Argiles, "men rode in blood up
to their knees and bridle reins.... The city was filled with
corpses and blood" [Quoted in A. C. Krey, The First
Crusade, Princeton, 1921, p. 261]). Both at Antioch and
Jerusalem the Crusaders proceeded to set up Latin
Patriarchs. At Jerusalem this was reasonable, since the see
was vacant at the time; and although in the years that
followed there existed a succession of Greek Patriarchs of
Jerusalem, living exiled in Cyprus, yet within Palestine
itself the whole population, Greek as well as Latin, at
first accepted the Latin Patriarch as their head. A Russian
pilgrim at Jerusalem in 1106-1107, Abbot Daniel of
Tchernigov, found Greeks and Latins worshipping together in
harmony at the Holy Places, though he noted with
satisfaction that at the ceremony of the Holy Fire the Greek
lamps were lit miraculously while the Latin had to be lit
from the Greek. But at Antioch the Crusaders found a Greek
Patriarch actually in residence: shortly afterwards, it is
true, he withdrew to Constantinople, but the local Greek
population was unwilling to recognize the Latin Patriarch
whom the Crusaders set up in his place. Thus from 1100 there
existed in effect a local schism at Antioch. After 1187,
when Saladin captured Jerusalem, the situation in the Holy
Land deteriorated: two rivals, resident within Palestine
itself, now divided the Christian population between them —
a Latin Patriarch at Acre, a Greek at Jerusalem. These local
schisms at Antioch and Jerusalem were a sinister
development. Rome was very far away, and if Rome and
Constantinople quarreled, what practical difference did it
make to the average Christian in Syria or Palestine? But
when two rival bishops claimed the same throne and two
hostile congregations existed in the same city, the schism
became an immediate reality in which simple believers were
directly involved.
But worse was to follow in 1204, with the taking of
Constantinople during the Fourth Crusade. The Crusaders were
originally bound for Egypt, but were persuaded by Alexius,
son of Isaac Angelus, the dispossessed Emperor of Byzantium,
to turn aside to Constantinople in order to restore him and
his father to the throne. This western intervention in
Byzantine politics did not go happily, and eventually the
Crusaders, disgusted by what they regarded as Greek
duplicity, lost patience and sacked the city. Eastern
Christendom has never forgotten those three appalling days
of pillage. "Even the Saracens are merciful and kind,"
protested Nicetas Choniates, "compared with these men who
bear the Cross of Christ on their shoulders." What shocked
the Greeks more than anything was the wanton and systematic
sacrilege of the Crusaders. How could men who had specially
dedicated themselves to God’s service treat the things of
God in such a way? As the Byzantines watched the Crusaders
tear to pieces the altar and icon screen in the Church of
the Holy Wisdom, and set prostitutes on the Patriarch’s
throne, they must have felt that those who did such things
were not Christians in the same sense as themselves.
Constantinopolitana civitas diu profana — "City of
Constantinople, so long ungodly": so sang the French
Crusaders of Angers, as they carried home the relics which
they had stolen. Can we wonder if the Greeks after 1204 also
looked on the Latins as profani? Christians in the
west still do not realize how deep is the disgust and how
lasting the horror with which Orthodox regard actions such
as the sack of Constantinople by the Crusaders.
"The Crusaders brought not peace but a sword; and the
sword was to sever Christendom" (S. Runciman, The Eastern
Schism, p. 101). The long-standing doctrinal
disagreements were now reinforced on the Greek side by an
intense national hatred, by a feeling of resentment and
indignation against western aggression and sacrilege. After
1204 there can be no doubt that Christian east and Christian
west were divided into two.
In recounting the history of the schism recent writers
have rightly emphasized the importance of "non-theological
factors." But vital dogmatic issues were also involved. When
full allowance has been made for all the cultural and
political difficulties, it still remains true that in the
end it was differences of doctrine — the filioque and
the Papal claims — which brought about the separation
between Rome and the Orthodox Church, just as it is
differences of doctrine which still prevent their
reconciliation. The schism was for both parties "a spiritual
commitment, a conscious taking of sides in a matter of
faith" (Lossky, The Mystical Theology of the Eastern
Church, p. 13).
Orthodoxy and Rome each believes itself to have been
right and its opponent wrong upon these points of doctrine;
and so Rome and Orthodoxy since the schism have each claimed
to be the true Church. Yet each, while believing in the
rightness of its own cause, must look back at the past with
sorrow and repentance. Both sides must in honesty
acknowledge that they could and should have done more to
prevent the schism. Both sides were guilty of mistakes on
the human level. Orthodox, for example, must blame
themselves for the pride and contempt with which during the
Byzantine period they regarded the west; they must blame
themselves for incidents such as the riot of 1182, when many
Latin residents at Constantinople were massacred by the
Byzantine populace. (None the less there is no action on the
Byzantine side which can be compared to the sack of 1204).
And each side, while claiming to be the one true Church,
must admit that on the human level it has been grievously
impoverished by the, separation. The Greek east and the
Latin west needed and still need one another. For both
parties the great schism has proved a great tragedy.
Two attempts at reunion; the hesychast controversy
In 1204 the Crusaders set up a short-lived Latin kingdom
at Constantinople, which came to an end in 1261 when the
Greeks recovered their capital. Byzantium survived for two
centuries more, and these years proved a time of great
cultural, artistic, and religious revival. But politically
and economically the restored Byzantine Empire was in a
precarious state, and found itself more and more helpless in
the face of the Turkish armies which pressed upon it from
the east.
Two important attempts were made to secure reunion
between the Christian east and west, the first in the
thirteenth and the second in the fifteenth century. The
moving spirit behind the first attempt was Michael VIII
(reigned 1259-1282), the Emperor who recovered
Constantinople. While doubtless sincerely desiring Christian
unity on religious grounds, his motive was also political:
threatened by attacks from Charles of Anjou, sovereign of
Sicily, he desperately needed the support and protection of
the Papacy, which could best be secured through a union of
the Churches. A reunion Council was held at Lyons in 1274.
The Orthodox delegates who attended agreed to recognize the
Papal claims and to recite the Creed with the filioque.
But the union proved no more than an agreement on paper,
since it was fiercely rejected by the overwhelming majority
of clergy and laity in the Byzantine Church, as well as by
Bulgaria and the other Orthodox countries. The general
reaction to the Council of Lyons was summed up in words
attributed to the Emperor’s sister: "Better that my
brother’s Empire should perish, than the purity of the
Orthodox faith." The union of Lyons was formally repudiated
by Michael’s successor, and Michael himself, for his
"apostasy," was deprived of Christian burial.
Meanwhile east and west continued to grow further apart
in their theology and in their whole manner of understanding
the Christian life. Byzantium continued to live in a
Patristic atmosphere, using the ideas and language of the
Greek Fathers of the fourth century. But in western Europe
the tradition of the Fathers was replaced by Scholasticism —
that great synthesis of philosophy and theology worked out
in the twelfth and thirteenth centuries. Western theologians
now came to employ new categories of thought, a new
theological method, and a new terminology which the east did
not understand. To an ever-increasing extent the two sides
were losing a common "universe of discourse."
Byzantium on its side also contributed to this process:
here too there were theological developments in which the
west had neither part nor share, although there was nothing
so radical as the Scholastic revolution. These theological
developments were connected chiefly with the Hesychast
Controversy, a dispute which arose at Byzantium in the
middle of the fourteenth century, and which involved the
doctrine of God’s nature and the methods of prayer used in
the Orthodox Church.
To understand the Hesychast Controversy, we must turn
back for the moment to the earlier history of eastern
mystical theology. The main features of this mystical
theology were worked out by Clement (died 215) and by Origen
of Alexandria (died 253-254), whose ideas were developed in
the fourth century by the Cappadocians, especially Gregory
of Nyssa, and by their disciple Evagrius of Pontus (died
399), a monk in the Egyptian desert. There are two trends in
this mystical theology, not exactly opposed, but certainly
at first sight inconsistent: the "way of negation" and the
"way of union." The way of negation — apophatic theology,
as it is often called — speaks of God in negative terms. God
cannot be properly apprehended by man’s mind; human
language, when applied to Him, is always inexact. It is
therefore less misleading to use negative language about God
rather than positive — to refuse to say what God is, and to
state simply what He is not. As Gregory of Nyssa put it:
"The true knowledge and vision of God consist in this — in
seeing that He is invisible, because what we seek lies
beyond all knowledge, being wholly separated by the darkness
of incomprehensibility" (The Life of Moses, 2, 163
[77a]).
Negative theology reaches its classic expression in the
so-called "Dionysian" writings. For many centuries these
books were thought to be the work of Saint Dionysius the
Areopagite, Paul’s convert at Athens (Acts 17:34); but they
are in fact by an unknown author, who probably lived towards
the end of the fifth century and belonged to circles
sympathetic to the Monophysites. Saint Maximus the Confessor
(died 662) composed commentaries on the Dionysian writings,
and so ensured for them a permanent place in Orthodox
theology. Dionysius has also had a great influence on the
west: it has been reckoned that he is quoted 1,760 times by
Thomas Aquinas in the Summa, while a
fourteenth-century English chronicler records that the
Mystical Theology of Dionysius "ran through England like
the wild deer." The apophatic language of Dionysius was
repeated by many others. "God is infinite and
incomprehensible," wrote John of Damascus, "and all that is
comprehensible about Him is His infinity and
incomprehensibility.… God does not belong to the class of
existing things: not that He has no existence, but that He
is above all existing things, nay even above existence
itself (On the Orthodox Faith 1, 4 [P.G. xciv,
800b]).
This emphasis on God’s transcendence would seem at first
sight to exclude any direct experience of God. But in fact
many of those who made greatest use of negative theology —
Gregory of Nyssa, for example, or Dionysius, or Maximus —
also believed in the possibility of a true mystical union
with God; they combined the "way of negation" with the "way
of union," with the tradition of the mystics or
hesychasts. (The name hesychast is derived from the
Greek word hesychia, meaning "quiet." A hesychast is
one who in silence devotes himself to inner recollection and
secret prayer). While using the apophatic language of
negative theology, these writers claimed an immediate
experience of the unknowable God, a personal union with Him
who is unapproachable. How were the two "ways" to be
reconciled? How can God be both knowable and unknowable at
once?
This was one of the questions which was posed in an acute
form in the fourteenth century. Connected with it was
another, the question of the body and its place in prayer.
Evagrius, like Origen, sometimes borrowed too heavily from
Platonism: he wrote of prayer in intellectual terms, as an
activity of the mind rather than of the whole man, and he
seemed to allow no positive role to man’s body in the
process of redemption and deification. But the balance
between mind and body is redressed in another ascetic
writing, the Macarian Homilies. (These were traditionally
attributed to Saint Macarius of Egypt [300?-390], but it is
now thought that they were written in Syria during the late
fourth or the beginning of the fifth century). The Macarian
Homilies revert to a more Biblical idea of man — not a soul
imprisoned in a body (as in Greek thought), but a single and
united whole, soul and body together. Where Evagrius speaks
of the mind, Macarius uses the Hebraic idea of the
heart. The change of emphasis is significant, for the heart
includes the whole man — not only intellect, but will,
emotions, and even body.
Using "heart" in this Macarian sense, Orthodox often talk
about "Prayer of the Heart." What does the phrase mean? When
a man begins to pray, at first he prays with the lips, and
has to make a conscious intellectual effort in order to
realize the meaning of what he says. But if he perseveres,
praying continually with recollection, his intellect and his
heart become united; he "finds the place of the heart," his
spirit acquires the power of "dwelling in the heart," and so
his prayer becomes "prayer of the heart." It becomes
something not merely said by the lips, not merely thought by
the intellect, but offered spontaneously by the whole being
of man — lips, intellect, emotions, will, and body. The
prayer fills the entire consciousness, and no longer has to
be forced out, but says itself. This Prayer of the Heart
cannot be attained simply through our own efforts, but is a
gift conferred by the grace of God.
When Orthodox writers use the term "Prayer of the Heart,"
they usually have in mind one particular prayer, the Jesus
Prayer. Among Greek spiritual writers, first Diadochus of
Photice (mid-fifth century) and later Saint John Climacus of
Mount Sinai (579?-649?) recommended, as a specially valuable
form of prayer, the constant repetition or remembrance of
the name "Jesus." In course of time the Invocation of the
Name became crystallized into a short sentence, known as the
Jesus Prayer: "Lord Jesus Christ, Son of God, have mercy
on me" (In modern Orthodox practice the Prayer sometimes
ends, "…have mercy on me a sinner"). By the
thirteenth century (if not before), the recitation of the
Jesus Prayer had become linked to certain physical
exercises, designed to assist concentration. Breathing was
carefully regulated in time with the Prayer, and a
particular bodily posture was recommended: head bowed, chin
resting on the chest, eyes fixed on the place of the heart.
(There are interesting parallels between the Hesychast
"method" and Hindu Yoga or Mohammedan Dhikr;
but the points of similarity must not be pressed too far).
This is often called "the Hesychast method of prayer," but
it should not be thought that for the Hesychasts these
exercises constituted the essence of prayer. They were
regarded, not as an end in themselves, but as a help to
concentration — as an accessory useful to some, but not
obligatory upon all. The Hesychasts knew that there can be
no mechanical means of acquiring God’s grace, and no
techniques leading automatically to the mystical state.
For the Hesychasts of Byzantium, the culmination of
mystical experience was the vision of Divine and Uncreated
Light. The works of Saint Symeon the New Theologian
(949-1022), the greatest of the Byzantine mystics, are full
of this "Light mysticism." When he writes of his own
experiences, he speaks again and again of the Divine Light:
"fire truly divine," he calls it, "fire uncreated and
invisible, without beginning and immaterial." The Hesychasts
believed that this light which they experienced was
identical with the Uncreated Light which the three disciples
saw surrounding Jesus at His Transfiguration on Mount
Thabor. But how was this vision of Divine Light to be
reconciled with the apophatic doctrine of God the
transcendent and unapproachable?
All these questions concerning the transcendence of God,
the role of the body in prayer, and the Divine Light came to
a head in the middle of the fourteenth century. The
Hesychasts were violently attacked by a learned Greek from
Italy, Barlaam the Calabrian, who stated the doctrine of
God’s "otherness" and unknowability in an extreme form. It
is sometimes suggested that Barlaam was influenced here by
the Nominalist philosophy that was current in the west at
this date; but more probably he derived his teaching from
Greek sources. Starting from a one-sided exegesis of
Dionysius, he argued that God can only be known
indirectly; Hesychasm (so he maintained) was wrong to
speak of an immediate experience of God, for any such
experience is impossible. Seizing on the bodily exercises
which the Hesychasts employed, Barlaam accused them of
holding a grossly materialistic conception of prayer. He was
also scandalized by their claim to attain a vision of the
Divine and Uncreated Light: here again he charged them with
falling into a gross materialism. How can a man see God’s
essence with his bodily eyes? The light which the Hesychasts
beheld, in his view, was not the eternal light of the
Divinity, but a temporary and created light.
The defense of the Hesychasts was taken up by Saint
Gregory Palamas (1296-1359), Archbishop of Thessalonica. He
upheld a doctrine of man which allowed for the use of bodily
exercises in prayer, and he argued, against Barlaam, that
the Hesychasts did indeed experience the Divine and
Uncreated Light of Thabor. To explain how this was possible,
Gregory developed the distinction between the essence and
the energies of God. It was Gregory’s achievement to set
Hesychasm on a firm dogmatic basis, by integrating it into
Orthodox theology as a whole, and by showing how the
Hesychast vision of Divine Light in no way undermined the
apophatic doctrine of God. His teaching was confirmed by two
councils held at Constantinople in 1341 and 1351, which,
although local and not Ecumenical, yet possess a doctrinal
authority in Orthodox theology scarcely inferior to the
Seven General Councils themselves. But western Christendom
has never officially recognized these two councils, although
many western Christians personally accept the theology of
Palamas.
Gregory began by reaffirming the Biblical doctrine of man
and of the Incarnation. Man is a single, united whole: not
only man’s mind but the whole man was created in the
image of God (P.G. cl, 1361c). Man’s body is not an
enemy, but partner and collaborator with his soul. Christ,
by taking a human body at the Incarnation, has "made the
flesh an inexhaustible source of sanctification" (Homily
16 [P.G. cli, 193b]). Here Gregory took up and
developed the ideas implicit in earlier writings, such as
the Macarian Homilies; the same emphasis on man’s body, as
we have seen, lies behind the Orthodox doctrine of icons.
Gregory went on to apply this doctrine of man to the
Hesychast methods of prayer: the Hesychasts, so he argued,
in placing such emphasis on the part of the body in prayer,
are not guilty of a gross materialism but are simply
remaining faithful to the Biblical doctrine of man as a
unity. Christ took human flesh and saved the whole man;
therefore it is the whole man — body and soul
together — that prays to God.
From this Gregory turned to the main problem: how to
combine the two affirmations, that man knows God and that
God is by nature unknowable. Gregory answered: we know the
energies of God, but not His essence. This
distinction between God’s essence (ousia) and His
energies goes back to the Cappadocian Fathers. "We know our
God from His energies,’ wrote Saint Basil, ‘but we do not
claim that we can draw near to His essence. For His energies
come down to us, but His essence remains unapproachable"
(Letter 234, 1). Gregory accepted this distinction. He
affirmed, as emphatically as any exponent of negative
theology, that God is in essence absolutely unknowable. "God
is not a nature," he wrote, "for He is above all nature; He
is not a being, for He is above all beings…. No single thing
of all that is created has or ever will have even the
slightest communion with the supreme nature, or nearness to
it" (P.G. cl, 1176c). But however remote from us in
His essence, yet in His energies God has revealed Himself to
men. These energies are not something that exists apart from
God, not a gift which God confers upon men: they are God
Himself in His action and revelation to the world. God
exists complete and entire in each of His divine energies.
The world, as Gerard Manley Hopkins said, is charged with
the grandeur of God; all creation is a gigantic Burning
Bush, permeated but not consumed by the ineffable and
wondrous fire of God’s energies. (Compare Maximus,
Ambigua, P.G. xci, 1148d).
It is through these energies that God enters into a
direct and immediate relationship with mankind. In relation
to man, the divine energy is in fact nothing else than the
grace of God; grace is not just a "gift" of God, not
just an object which God bestows on men, but a direct
manifestation of the living God Himself, a personal
confrontation between creature and Creator. "Grace signifies
all the abundance of the divine nature, in so far as it is
communicated to men" (V. Lossky, The Mystical Theology of
the Eastern Church, p. 162). When we say that the saints
have been transformed or "deified" by the grace of God, what
we mean is that they have a direct experience of God
Himself. They know God — that is to say, God in His
energies, not in His essence.
God is Light, and therefore the experience of God’s
energies takes the form of Light. The vision which the
Hesychasts receive is (so Palamas argued) not a vision of
some created light, but of the Light of the Godhead Itself —
the same Light of the Godhead which surrounded Christ on
Mount Thabor. This Light is not a sensible or material
light, but it can be seen with physical eyes (as by the
disciples at the Transfiguration), since when a man is
deified, his bodily faculties as well as his soul are
transformed. The Hesychasts’ vision of Light is therefore a
true vision of God in His divine energies; and they are
quite correct in identifying it with the Uncreated Light of
Thabor.
Palamas, therefore, preserved God’s transcendence and
avoided the pantheism to which an unguarded mysticism easily
leads; yet he allowed for God’s immanence, for His continual
presence in the world. God remains "the Wholly Other," and
yet through His energies (which are God Himself) He enters
into an immediate relationship with the world. God is a
living God, the God of history, the God of the Bible, who
became Incarnate in Christ. Barlaam, in excluding all direct
knowledge of God and in asserting that the Divine Light is
something created, set too wide a gulf between God and man.
Gregory’s fundamental concern in opposing Barlaam was
therefore the same as that of Athanasius and the General
Councils: to safeguard man’s direct approach to God, to
uphold man’s full deification and entire redemption. That
same doctrine of salvation which underlay the disputes about
the Trinity, the Person of Christ, and the Holy Icons, lies
also at the heart of the Hesychast controversy.
"Into the closed world of Byzantium," wrote Dom Gregory
Dix, "no really fresh impulse ever came after the sixth
century… Sleep began… in the ninth century, perhaps even
earlier, in the sixth" (The Shape of the Liturgy,
London, 1945, p. 548). The Byzantine controversies of the
fourteenth century amply demonstrate the falsity of such an
assertion. Certainly Gregory Palamas was no revolutionary
innovator, but firmly rooted in the tradition of the past;
yet he was a creative theologian of the first rank, and his
work shows that Orthodox theology did not cease to be active
after the eighth century and the seventh Ecumenical Council.
Among the contemporaries of Gregory Palamas was the lay
theologian Nicholas Cabasilas, who was sympathetic to the
Hesychasts, although not closely involved in the
controversy. Cabasilas is the author of a Commentary on
the Divine Liturgy, which has become the classic
Orthodox work on this subject; he also wrote a treatise on
the sacraments entitled The Life in Jesus Christ. The
writings of Cabasilas are marked by two things in
particular: a vivid sense of the person of Christ "the
Saviour," who, as he puts it, "is closer to us than our own
soul" (P.G. cl, 712a); and a constant emphasis upon
the sacraments. For him the mystical life is essentially a
life in Christ and a life in the sacraments. There is a
danger that mysticism may become speculative and
individualist — divorced from the historical revelation in
Christ and from the corporate life of the Church with its
sacraments; but the mysticism of Cabasilas is always
Christocentric, sacramental, ecclesial. His work shows how
closely mysticism and the sacramental life were linked
together in Byzantine theology. Palamas and his circle did
not regard mystical prayer as a means of bypassing the
normal institutional life of the Church.
A second reunion Council was held at Florence in
1438-1439. The Emperor John VIII (reigned 1425-1448)
attended in person, together with the Patriarch of
Constantinople and a large delegation from the Byzantine
Church, as well as representatives from the other Orthodox
Churches. There were prolonged discussions, and a genuine
attempt was made by both sides to reach a true agreement on
the great points of dispute. At the same time it was
difficult for the Greeks to discuss theology
dispassionately, for they knew that the political situation
had now become desperate: the only hope of defeating the
Turks lay in help from the west. Eventually a formula of
union was drawn up, covering the filioque, Purgatory,
azymes, and the Papal claims; and this was signed by all the
Orthodox present at the Council except one — Mark,
Archbishop of Ephesus, later canonized by the Orthodox
Church. The Florentine Union was based on a twofold
principle: unanimity in matters of doctrine, respect for the
legitimate rites and traditions peculiar to each Church.
Thus in matters of doctrine, the Orthodox accepted the Papal
claims (although here the wording of the formula of union
was vague and ambiguous); they accepted the filioque;
they accepted the Roman teaching on Purgatory (as a point of
dispute between east and west, this only came into the open
in the thirteenth century). But so far as "azymes" were
concerned, no uniformity was demanded: Greeks were allowed
to use leavened bread, while Latins were to continue to
employ unleavened.
But the Union of Florence, though celebrated throughout
western Europe — bells were rung in all the parish churches
of England — proved no more of a reality in the east than
its predecessor at Lyons. John VIII and his successor
Constantine XI, the last Emperor of Byzantium and the
eightieth in succession since Constantine the Great, both
remained loyal to the union; but they were powerless to
enforce it on their subjects, and did not even dare to
proclaim it publicly at Constantinople until 1452. Many of
those who signed at Florence revoked their signatures when
they reached home. The decrees of the Council were never
accepted by more than a minute fraction of the Byzantine
clergy and people. The Grand Duke Lucas Notaras, echoing the
words of the Emperor’s sister after Lyons, remarked: "I
would rather see the Moslem turban in the midst of the city
than the Latin miter."
John and Constantine had hoped that the Union of Florence
would secure them military help from the west, but small
indeed was the help which they actually received. On 7 April
1453 the Turks began to attack Constantinople by land and
sea. Outnumbered by more than twenty to one, the Byzantines
maintained a brilliant but hopeless defense for seven long
weeks. In the early hours of 29 May the last Christian
service was held in the great Church of the Holy Wisdom. It
was a united service of Orthodox and Roman Catholics, for at
this moment of crisis the supporters and opponents of the
Florentine Union forgot their differences. The Emperor went
out after receiving communion, and died fighting on the
walls. Later the same day the city fell to the Turks, and
the most glorious church in Christendom became a mosque.
It was the end of the Byzantine Empire. But it was not
the end of the Patriarchate of Constantinople, far less the
end of Orthodoxy.
online link